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Local Sources of Air Pollution and Environmental Health in New York City
Andrew Maroko1, 2, Juliana Maantay*,1, 2, and Rosa Perez1
1Lehman College, CUNY;  2The Graduate Center, CUNY; *Advisor
GOAL: To analyze and quantify the potential association between (or the contribution of) air pollution from local sources and selected health outcomes in New York City.
HYPOTHESIS: There is a positive correlation between exposure to air pollution from local sources and increased risk of hospitalization for selected cardiovascular diseases and asthma in New York City.
heterogeneity_CB2
Heterogeneity: Left: The orthophoto and cadastral map of a city block in Manhattan show uneven distribution of land use and residential units at the tax-lot level. Right: Heterogeneity is shown at the block group level in the Bronx. (a) aerial photo; (b) land use map; (c) Population estimate and limited access highway (Bruckner Expressway) 150m pollution buffer. Note that CEDS estimates most of the block group’s residents live outside of the impact zone.
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AERMOD inputs: Left: Only buildings within a distance of 5x their  own height need to be included in the model.
Right: Emission release points(stacks), populated tax lots, and irregular receptor grid in NYC.
arm_aermod_BX_EXAMPLE_Buildings and Grid_5L arm_aermod_BX_EXAMPLE_CO_CONC
CO Dispersion in the Bronx: Average annual CO concentrations (classified by quantile) from NEI stationary point sources in the Bronx, NY. Note the difference between dispersion modeling and proximity analysis.
Spatial distribution of hospitalization rates: All the data, except for conductive disorders, appear be spatially clustered.
Proximity analysis results: As can be seen by the bar chart (below), only proximity to toxic release inventory facilities (TRI) seem to have a consistently harmful effect on hospitalization rates when compared with the city-wide rates.
Seasonality of hospitalizations: Only asthma shows a clear seasonal pattern.
ABSTRACT: Connections between air quality and environmental health have been well established. However there have been relatively few studies exploring the contribution of criteria air pollutants (CAP) to respiratory disease and cardiovascular disease in an ecological framework while using high resolution pollution concentration surfaces derived from dispersion modeling as the explanatory variables. The analysis will attempt to quantify the effect of CAP concentrations on hospitalization rates for asthma and cardiovascular diseases (ischemic heart disease, congestive heart failure, and arrhythmias) in New York City. The hospitalization data will be provided at the patient level (residential location of each patient). This, in combination with the utilization if the Cadastral-based Expert Dasymetric System (a technique which disaggregates census data to the tax-lot level) and the modeled pollution surfaces, provides the opportunity to conduct a fine-grained analysis utilizing datasets with extremely high spatial resolution.
CEDS: The Cadastral-based Expert Dasymetric System (CEDS) estimates total population and specific sub-population distribution for urban areas or any geographies with sufficient cadastral (tax lot) data in order to develop an improved “denominator,” allowing for more correct rates and superior estimations of exposure due to residential location in GIS analyses.  Rather than using data aggregated by arbitrary administrative boundaries such as census tracts, dasymetric mapping, a disaggregation method using ancillary information to delineate areas of homogeneous values, can be used.
     CEDS is particularly applicable to hyper-heterogeneous urban environments, such as that of New York City. This heterogeneity can be particularly troubling when quantification of an exposed population (e.g. people living near major highways) is heavily biased within the geographic unit (e.g. the people are not evenly distributed in the census block group). Additionally, CEDS uses modeling by expert system routines and validation against various census enumeration units and other data in order to further refine the estimates.
PROXIMITY ANALYSIS: This proximity analysis consisted of delineating fixed distance buffers around the known major local sources of air pollution in NYC. These include toxic release inventory facilities (TRI, ½ mile buffer), National Emissions Inventory (NEI) stationary point sources (SPS, ¼ mile buffer), limited access highways (LAH, 150m buffer), and major truck routes (MTR, 150m buffer). CEDS-derived population data was used to estimate “exposed” and “unexposed” populations. Patient residences were used to calculate the number of hospitalizations. These rates (hospitalizations / population) were then age-adjusted using NYC (2000) as the reference population
DISPERSION MODELING: AERMOD (American Meteorological Society/Environmental Protection Agency Regulatory Model) was used to model the dispersion of pollutants from the National Emissions Inventory (NEI) point sources. This model operates by taking environmental variables into account such as meteorological data (surface variables: ceiling height, wind direction, wind speed, pressure, temperature, relative humidity, cloud cover - upper air variables: wind direction, wind speed and temperature), topography, building downwash (structures close enough to the stack to influence the dispersion), and emission parameters such as emission rate, gas temperature, emission velocity, stack diameter, and stack height. In this study, a continuous and cumulative pollution surface will be derived for each CAP of interest for all of New York City and analyzed vis-à-vis cardiovascular disease and asthma. A receptor grid, which indentifies the points where AERMOD calculates pollution concentrations, must be defined or created. A regular point grid is inefficient since there is no reason to calculate concentrations in areas where there is no population. This issue was resolved by first creating an irregular grid over the NYC based on populated tax-lots.    
    
DISEASES: Disease information was acquired from the Statewide Planning and Research Cooperative System (SPARCS). This data contains all hospital admissions (i.e. hospitalizations) in the year 2000 where the primary, secondary, or tertiary diagnoses were asthma, ischemic heart disease, congestive heart failure, or arrhythmias. As can be seen in the figures below, only the  asthma hospitalization rates show clear seasonality, but all of the diseases, with the possible exception of conductive disorders,  display at least some modest spatial clustering.
CONCLUSIONS: Proximity analysis is not sufficiently sensitive to detect the relationship(s) between air quality and health outcomes in New York City. Other than toxic release inventory facilities which were consistently associated with higher hospitalization rates of acute myocardial infarction, arrhythmias, heart failure, and asthma, the fixed-distance buffers were not able to identify any negative health impacts related to other major local sources of pollution (stationary point sources, limited access highways, and major truck routes) in the city. Important limitations with the proximity method include the assumption that all facilities/land uses of the same type will produce equal amounts of pollutants. This is clearly not the case, as certain sources are far less productive than others. Also, proximity analysis ignores physical properties of the emission sites and the pollutants themselves, as well as meteorological variables. It is possible that through dispersion modeling a more realistic estimate of exposure will reveal these expected associations. At the printing of this poster, this modeling is being processed. Other sources of air quality data, such as ground-based sensors and satellite remote sensing, are being explored as well.
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Proximity buffers: Local sources of buffers in pollution in NYC (a), fixed-distance arts of Manhattan and the Bronx (b), CEDS-derived population (c) and an orthophoto (d) showing heterogeneity and affected population in a small area in Upper Manhattan.
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(b)
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(d)
DISPERSION MODELING CASE STUDY: At present, modeling has been done for carbon monoxide (CO) in the Bronx as a pilot area to test the model and its output. Stacks were defined and plotted for the NEI sources and the emission parameters assigned to their geographic locations and imported to the AERMOD software. Hourly meteorological data was acquired from the National Climatic Data Center (NCDC) of the National Oceanic and Atmospheric Administration (NOAA). The highest levels of modeled CO concentration emanating from NEI stationary point sources in the Bronx can be found near the Bronx Zoo. Other areas of comparatively high CO concentrations include Montefiore Medical Center and Albert Einstein College of Medicine.
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SELECTED REFERENCES:
1.Brook, R., Franklin, B., Cascio, W., & al., e. (2004). Air pollution and cardiovascular disease: a statement for healthcare professionals from the Expert Panel on Population and Prevention Science of the American Heart Association. Circulation, 109, 2655-2675.
2.Chakraborty, J., & Armstrong, M. P. (2004). Thinking outside the circle: Using geographical knowledge to focus environmental risk assessment investigations. In W. B. Janelle D, Hansen K. Dordrecht (Ed.), WorldMinds: Geographical Perspectives on 100 Problems. (pp. 435-442). The Netherlands: Kluwer Academic Publications.
3.Cimorelli, A., Perry, S., Venkatram, A., Weil, J., Paine, R., Wilson, R., et al. (2005). AERMOD: A Dispersion Model for Industrial Source Applications. Part I: General Model Formulation and Boundary Layer Characterization. Journal of Applied Meteorology, 44, 682-693.
4.Cora, M. G., & Hung, Y.-T. (2003). Air Dispersion Modeling: A Tool for Environmental Evaluation and Improvement. Environmental Quality Management, Spring 2003, 75-86.
5.Dockery, D., Pope, C. I., Xu, X., & al., e. (1993). An association between air pollution and mortality in six U.S. cities. New England Journal of Medicine 329, 1753-1759.
6.Eicher, C., & Brewer, C. (2001). Dasymetric mapping and aerial interpolation: implementation and evaluation. Cartography and Geographic Information Science, 28(2), 125-138.
7.Maantay, J., Maroko, A., & Herrmann, C. (2007). Mapping Population Distribution in the Urban Environment: The  Cadastral-based Expert Dasymetric System (CEDS) Cartography and Geographic Information Science, special issue: Cartography 2007: Reflections, Status, and Prediction, 34(2), 77-102. .
8.Maantay, J., Maroko, A., & Porter-Morgan, H. (2008). A New Method for Population Mapping and Understanding the Spatial Dynamics of Disease in Urban Areas: Asthma in the Bronx, New York. Urban Geography, 29(6), 1-15.
9.Maantay, J., Tu, J., & Maroko, A. (2008). Loose-coupling an Air Dispersion Model and a Geographic Information System (GIS) for Studying Air Pollution and Asthma in the Bronx, New York City. International Journal of Environmental Health Research, 19(1), 59-71.
ACKNOWLEDGMENTS: This research is funded by NOAA-CREST grant # NA06OAR4810162. This research was also partially supported by grant # 2 R25 ES01185-05 from the National Institute of Environmental Health Sciences of the NIH. Special thanks to NOAA collaborators Ralph Ferraro and Bruce Ramsay, NOAA/NESDIS/STAR/Satellite Climate Studies Branch.